Jim Kandunias
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jim Kandunias ( ), a licensed former licensee with CE reference AYG094. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2011-11-25 | 2013-10-04 |