Shou Him Thomas Kam
甘守謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shou Him Thomas Kam (甘守謙), a licensed Responsible Officer with CE reference AYG344. Currently licensed at 1 firm(s): Cynergy Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cynergy Asset Management Limited |
RO | Type 4 — Advising on securities | 2025-05-27 | present |
| Cynergy Asset Management Limited |
RO | Type 9 — Asset management | 2025-05-27 | present |
| Cynergy Asset Management Limited |
Rep | Type 4 — Advising on securities | 2025-04-16 | 2025-05-27 |
| Cynergy Asset Management Limited |
Rep | Type 9 — Asset management | 2025-04-16 | 2025-05-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-04 | 2025-02-21 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-04 | 2025-02-21 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-04 | 2025-02-21 |
| Kingbridge Capital Asset Management Limited 金拱橋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-31 | 2024-03-26 |
| Kingbridge Capital Asset Management Limited 金拱橋資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-31 | 2024-03-26 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 4 — Advising on securities | 2021-07-26 | 2022-01-06 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 9 — Asset management | 2021-07-26 | 2022-01-06 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-20 | 2021-07-26 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
Rep | Type 9 — Asset management | 2021-05-20 | 2021-07-26 |
| Cynergy Asset Management Limited |
RO | Type 4 — Advising on securities | 2016-01-28 | 2021-04-30 |
| Cynergy Asset Management Limited |
RO | Type 9 — Asset management | 2016-01-28 | 2021-04-30 |
| Creative Asset Management Limited 創智資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-11-11 | 2015-06-12 |