Nezha Marc Edward Faucher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nezha Marc Edward Faucher, a licensed Responsible Officer with CE reference AYH831. Currently licensed at 1 firm(s): Vantage Capital Markets HK Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | Type 1 — Dealing in securities | 2022-01-13 | present |
| Vantage Capital Markets HK Limited | RO | Type 2 — Dealing in futures contracts | 2022-01-13 | present |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2020-06-03 | 2022-01-13 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2020-06-03 | 2022-01-13 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-12-02 | 2020-06-03 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2013-12-02 | 2020-06-03 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-10-24 | 2013-11-13 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-24 | 2013-11-13 |