Shao Yu Kuo
郭韶瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Yu Kuo (郭韶瑜), a licensed Representative with CE reference AYI211. Currently licensed at 1 firm(s): Pictet Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-02 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-05-02 | present |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-19 | 2024-04-19 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 9 — Asset management | 2024-01-19 | 2024-04-19 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2013-01-02 | 2022-01-21 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-02 | 2021-12-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2013-01-02 | 2022-01-21 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2011-10-24 | 2022-01-21 |