Wing Yin Law
羅穎妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yin Law (羅穎妍), a licensed Representative with CE reference AYI484. Currently licensed at 1 firm(s): Raffles Assets Management (HK) Co. Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-12-19 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 9 — Asset management | 2020-09-18 | 2022-10-28 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-07 | 2022-10-28 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-07 | 2022-10-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-03 | 2020-07-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-27 | 2020-07-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-27 | 2020-07-19 |