Wai Sum Chan
陳惠森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sum Chan (陳惠森), a licensed former licensee with CE reference AYI664. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-17 | 2019-06-28 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-28 | 2013-07-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-28 | 2013-07-31 |