Henry Fan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Fan ( ), a licensed former licensee with CE reference AYJ967. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keefe, Bruyette & Woods Asia Limited | RO | Type 1 — Dealing in securities | 2012-08-10 | 2012-11-30 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 6 — Advising on corporate finance | 2012-08-10 | 2012-11-30 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 1 — Dealing in securities | 2011-11-07 | 2012-08-10 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 6 — Advising on corporate finance | 2011-11-07 | 2012-08-10 |