Ka Leung Chiu
趙家樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Leung Chiu (趙家樑), a licensed Responsible Officer with CE reference AYK457. Currently licensed at 2 firm(s): ACU Asset Management Limited, ACU Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ACU Asset Management Limited | RO | Type 9 — Asset management | 2022-10-11 | present |
| ACU Securities Limited |
RO | Type 1 — Dealing in securities | 2021-04-19 | present |
| ACU Securities Limited |
RO | Type 4 — Advising on securities | 2021-04-19 | present |
| ACU Securities Limited |
Rep | Type 4 — Advising on securities | 2021-03-23 | 2021-04-19 |
| ACU Asset Management Limited | Rep | Type 9 — Asset management | 2021-03-23 | 2022-10-11 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-20 | 2021-01-27 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-20 | 2021-03-21 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-20 | 2021-03-21 |
| Cityline Securities Limited 城利證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-31 | 2020-01-10 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-19 | 2017-12-18 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-19 | 2016-02-01 |