Ching Lee

李青
CE No. AYK657 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Lee (李青), a licensed Responsible Officer with CE reference AYK657. Currently licensed at 1 firm(s): Valuable Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Valuable Capital Limited
華盛資本証券有限公司
RO Type 2 — Dealing in futures contracts 2021-08-26 present
Valuable Capital Limited
華盛資本証券有限公司
RO Type 5 — Advising on futures contracts 2021-08-26 present
Valuable Capital Limited
華盛資本証券有限公司
RO Type 9 — Asset management 2020-09-11 present
Valuable Capital Limited
華盛資本証券有限公司
RO Type 4 — Advising on securities 2018-05-03 present
Valuable Capital Limited
華盛資本証券有限公司
RO Type 1 — Dealing in securities 2015-06-24 present
Valuable Asset Management Limited
華盛資產管理有限公司
RO Type 4 — Advising on securities 2021-06-21 2024-01-11
Valuable Asset Management Limited
華盛資產管理有限公司
RO Type 9 — Asset management 2021-06-21 2024-01-11
Valuable Capital Limited
華盛資本証券有限公司
Rep Type 1 — Dealing in securities 2011-11-21 2015-06-24

Related