Chi Ming Wong
黃志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Wong (黃志明), a licensed Responsible Officer with CE reference AYK887. Currently licensed at 1 firm(s): CGL IM Financial Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGL IM Financial Management Limited |
RO | Type 4 — Advising on securities | 2024-05-02 | present |
| CGL IM Financial Management Limited |
RO | Type 9 — Asset management | 2024-05-02 | present |
| Carrington Asset Management Limited | RO | Type 4 — Advising on securities | 2021-11-19 | 2024-03-06 |
| Carrington Asset Management Limited | RO | Type 9 — Asset management | 2021-06-18 | 2024-03-06 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-07 | 2019-09-13 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-02 | 2018-12-12 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-22 | 2013-09-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-22 | 2013-09-30 |