Eric Michel Thierry Rabot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Michel Thierry Rabot, a licensed Responsible Officer with CE reference AYM516. Currently licensed at 1 firm(s): Marex Financial Services Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Type 1 — Dealing in securities | 2012-12-11 | present |
| Marex Financial Services Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2012-12-11 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2012-10-24 | 2012-12-11 |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-11-21 | 2012-12-11 |