Tsz Yin Chan
陳芷妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yin Chan (陳芷妍), a licensed Representative with CE reference AYM927. Currently licensed at 1 firm(s): Venture Smart Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-14 | present |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-14 | present |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-05-14 | present |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2011-12-19 | 2012-08-03 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2011-12-19 | 2012-08-03 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | 2011-12-19 | 2012-08-03 |