Saurabh Sharma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saurabh Sharma ( ), a licensed former licensee with CE reference AYO986. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HFZ Capital Management Limited |
Rep | Type 9 — Asset management | 2013-01-09 | 2015-07-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-12-08 | 2012-10-25 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-08 | 2012-10-25 |