Iain Laurence Ross

CE No. AYP091 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iain Laurence Ross, a licensed Responsible Officer with CE reference AYP091. Currently licensed at 1 firm(s): Starfish Bay Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Starfish Bay Limited
RO Type 1 — Dealing in securities 2025-02-20 present
Instinet Pacific Limited
極訊亞太有限公司
Rep Type 1 — Dealing in securities 2011-12-12 2020-09-18
Instinet Pacific Limited
極訊亞太有限公司
Rep Type 4 — Advising on securities 2011-12-12 2020-09-18
Instinet Pacific Limited
極訊亞太有限公司
Rep Type 7 — Providing automated trading services 2011-12-12 2020-09-18

Related