Venessa Wing Shan Kwok
郭詠珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Venessa Wing Shan Kwok (郭詠珊), a licensed Representative with CE reference AYQ109. Currently licensed at 1 firm(s): Forthright Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-28 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-28 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-17 | 2018-02-05 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-17 | 2018-02-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-25 | 2014-02-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-25 | 2014-02-10 |