Hannah Rebecca Malter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hannah Rebecca Malter, a licensed Responsible Officer with CE reference AYQ635. Currently licensed at 1 firm(s): KKR Capital Markets Asia II Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited |
RO | Type 1 — Dealing in securities | 2024-05-14 | present |
| KKR Capital Markets Asia II Limited |
RO | Type 4 — Advising on securities | 2024-05-14 | present |
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2022-08-02 | 2024-05-13 |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2022-08-02 | 2024-05-13 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2017-03-14 | 2022-03-31 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2013-11-21 |