Yao (SFC:AYQ820) Liu
劉堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao (SFC:AYQ820) Liu (劉堯), a licensed former licensee with CE reference AYQ820. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RED Capital Group Limited 瑞德資本集團有限公司 |
RO | Type 4 — Advising on securities | 2014-09-03 | 2016-04-01 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-09-03 | 2016-04-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2014-05-06 |