Winnie Sin Yeng Leung
梁善盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Sin Yeng Leung (梁善盈), a licensed Responsible Officer with CE reference AYR072. Currently licensed at 1 firm(s): Pollock Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-30 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 4 — Advising on securities | 2024-01-30 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 9 — Asset management | 2024-01-30 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-28 | 2024-01-30 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 — Asset management | 2021-04-28 | 2024-01-30 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-24 | 2024-01-30 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-13 | 2021-03-05 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-26 | 2021-03-05 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-07-23 | 2020-07-13 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2016-12-19 | 2019-06-06 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2014-01-10 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2014-01-10 |