Su Peng
彭粟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Su Peng (彭粟), a licensed former licensee with CE reference AYS112. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sancus Advisors Limited 晟加資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-16 | 2024-09-16 |
| Sancus Advisors Limited 晟加資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-16 | 2024-09-16 |
| Sancus Advisors Limited 晟加資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-16 | 2024-09-16 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2015-06-18 |