Yiping Chen
陳軼平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiping Chen (陳軼平), a licensed former licensee with CE reference AYT134. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-06 | 2021-03-05 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-06-06 | 2021-03-05 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-06-06 | 2021-03-05 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-26 | 2019-06-06 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-26 | 2019-06-06 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-06-26 | 2019-06-06 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-24 | 2015-08-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-20 | 2012-03-20 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-11 | 2012-02-11 |