Edward Raymond Littmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Raymond Littmann ( ), a licensed former licensee with CE reference AYU360. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunqi Capital Limited 雲栖資本有限公司 |
RO | Type 9 — Asset management | 2018-05-11 | 2021-01-08 |
| Zaaba Capital Limited | Rep | Type 9 — Asset management | 2017-05-15 | 2017-07-31 |
| Mesirow Financial Hong Kong, Limited |
RO | Type 1 — Dealing in securities | 2012-06-05 | 2017-03-23 |