Suo Stephen Suo
索索
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suo Stephen Suo (索索), a licensed Responsible Officer with CE reference AYV371. Currently licensed at 1 firm(s): Strait Capital Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Strait Capital Management (HK) Limited |
RO | Type 1 — Dealing in securities | 2018-03-13 | present |
| Strait Capital Management (HK) Limited |
RO | Type 4 — Advising on securities | 2014-11-24 | present |
| Strait Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2014-11-24 | present |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2012-02-08 | 2014-06-26 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
RO | Type 9 — Asset management | 2012-02-08 | 2014-06-26 |