Yiu Hang Lau
劉耀恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Hang Lau (劉耀恒), a licensed former licensee with CE reference AZA945. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-06 | 2023-07-12 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-06 | 2023-07-12 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-06 | 2023-07-12 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-06 | 2023-07-12 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-23 | 2021-08-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-10 | 2018-09-18 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-05 | 2012-12-12 |