Charles Yim
嚴儲文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Yim (嚴儲文), a licensed Responsible Officer with CE reference AZB751. Currently licensed at 1 firm(s): Anglo Chinese Corporate Finance, Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-09-22 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-18 | 2022-09-22 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-03 | 2022-07-28 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-03 | 2022-07-28 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 9 — Asset management | 2015-06-03 | 2022-07-28 |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-02 | 2013-07-31 |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
Rep | Type 9 — Asset management | 2012-03-02 | 2013-07-31 |