Jamie Orton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jamie Orton ( ), a licensed former licensee with CE reference AZD119. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2023-10-13 | 2025-12-29 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2023-10-13 | 2025-12-29 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-04-29 | 2023-10-13 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2022-04-29 | 2023-10-13 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2019-02-01 | 2021-09-06 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-07-23 | 2018-11-12 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2015-07-23 | 2018-11-12 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2012-03-09 | 2015-02-11 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2012-03-09 | 2015-02-11 |