Tak Wing Lo
盧得榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing Lo (盧得榮), a licensed Responsible Officer with CE reference AZD137. Currently licensed at 2 firm(s): Tianda Asset Management Limited, Tianda Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-23 | present |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 4 — Advising on securities | 2023-02-23 | present |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-28 | present |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-28 | present |
| Zhenro Securities Co. Limited 正榮證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-18 | 2022-11-15 |
| Zhenro Asset Management Co. Limited 正榮資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-18 | 2022-11-15 |
| ARCH Capital Management Co. Limited 宏璟資本有限公司 |
Rep | Type 9 — Asset management | 2012-04-05 | 2014-08-20 |