Quanxin Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Quanxin Yang ( ), a licensed former licensee with CE reference AZF438. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austin Asia Securities Limited 新港亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-28 | 2020-05-14 |
| Austin Asia Securities Limited 新港亞洲證券有限公司 |
Rep | Type 9 — Asset management | 2018-03-28 | 2020-05-14 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-11 | 2018-02-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-22 | 2018-02-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-03-22 | 2018-02-01 |