Wai Lam (SFC:AZF439) Chan
陳偉林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lam (SFC:AZF439) Chan (陳偉林), a licensed former licensee with CE reference AZF439. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-05 | 2025-03-02 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-05 | 2025-03-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-10 | 2014-04-24 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-10 | 2014-04-24 |
| Gain Miles Financial Planning Consultants Limited 駿隆財務策劃顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-05 | 2014-02-20 |