Pui Yee Yeung
楊佩儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yee Yeung (楊佩儀), a licensed Responsible Officer with CE reference AZK340. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-27 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-27 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-24 | 2018-06-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-24 | 2018-06-27 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-20 | 2013-08-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-30 | 2013-08-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-30 | 2013-08-17 |