Janice Ho Yee Iu
姚皓儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Ho Yee Iu (姚皓儀), a licensed former licensee with CE reference AZL145. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-02-27 | 2026-04-30 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-11 | 2026-04-30 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-11 | 2026-04-30 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-02-11 | 2025-02-27 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-07 | 2024-07-05 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-06-07 | 2024-07-05 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-06-07 | 2024-07-05 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-18 | 2022-06-07 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-18 | 2022-06-07 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-05-18 | 2022-06-07 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-25 | 2022-05-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 — Advising on securities | 2021-10-25 | 2022-05-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-10-25 | 2022-05-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-23 | 2021-10-25 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-14 | 2015-05-12 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-19 | 2021-10-25 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-19 | 2021-10-25 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-14 | 2013-12-08 |