William Warner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Warner ( ), a licensed former licensee with CE reference AZM647. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LMR Partners Limited |
Rep | Type 9 — Asset management | 2016-10-11 | 2019-11-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-31 | 2016-08-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-31 | 2016-08-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-07-31 | 2013-11-01 |