Joyce Yee Man Lui
呂懿文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Yee Man Lui (呂懿文), a licensed former licensee with CE reference AZN598. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-14 | 2019-09-04 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-14 | 2019-09-04 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-14 | 2019-09-04 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-17 | 2015-01-27 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-17 | 2015-01-27 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-28 | 2013-05-25 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-28 | 2013-05-25 |