Rui (SFC:AZN802) He
何瑞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui (SFC:AZN802) He (何瑞), a licensed former licensee with CE reference AZN802. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BPC Asset Management Limited 榕泉資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-09-03 | 2021-09-08 |
| BPC Asset Management Limited 榕泉資本管理有限公司 |
RO | Type 9 — Asset management | 2021-09-03 | 2021-09-08 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-31 | 2020-04-29 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-18 | 2018-07-18 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 4 — Advising on securities | 2018-07-17 | 2020-04-29 |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-17 | 2020-04-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-13 | 2018-06-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-13 | 2018-06-25 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-07 | 2018-06-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-09 | 2017-09-13 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-09 | 2016-10-07 |
| Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-23 | 2015-01-05 |
| Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-01-23 | 2015-01-05 |