David John Walsh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John Walsh ( ), a licensed former licensee with CE reference AZP102. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Door Capital Management Limited |
RO | Type 9 — Asset management | 2019-06-24 | 2020-10-31 |
| GLG Partners Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2016-10-25 | 2016-12-01 |
| GLG Partners Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2016-10-25 | 2016-12-01 |
| GLG Partners Hong Kong Limited |
RO | Type 4 — Advising on securities | 2016-10-25 | 2016-12-01 |
| GLG Partners Hong Kong Limited |
RO | Type 9 — Asset management | 2016-10-25 | 2016-12-01 |
| GLG Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2015-11-18 | 2016-10-25 |
| GLG Partners Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2015-11-18 | 2016-10-25 |
| GLG Partners Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2015-11-18 | 2016-10-25 |
| GLG Partners Hong Kong Limited |
Rep | Type 9 — Asset management | 2015-11-18 | 2016-10-25 |
| GLG Partners Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2015-05-15 | 2015-11-18 |
| GLG Partners Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2015-05-15 | 2015-11-18 |
| GLG Partners Hong Kong Limited |
RO | Type 4 — Advising on securities | 2015-05-15 | 2015-11-18 |
| GLG Partners Hong Kong Limited |
RO | Type 9 — Asset management | 2015-05-15 | 2015-11-18 |
| GLG Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2012-06-06 | 2015-05-15 |
| GLG Partners Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2012-06-06 | 2015-05-15 |
| GLG Partners Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2012-06-06 | 2015-05-15 |
| GLG Partners Hong Kong Limited |
Rep | Type 9 — Asset management | 2012-06-06 | 2015-05-15 |