Ali Zahid
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ali Zahid ( ), a licensed former licensee with CE reference AZR418. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-06 | 2014-03-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-06 | 2014-03-06 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2013-03-01 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-18 | 2013-03-01 |