Yechong Wu
吴业翀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yechong Wu (吴业翀), a licensed Responsible Officer with CE reference AZS455. Currently licensed at 1 firm(s): Cynergy Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cynergy Asset Management Limited |
RO | Type 4 — Advising on securities | 2021-07-08 | present |
| Cynergy Asset Management Limited |
RO | Type 9 — Asset management | 2020-12-21 | present |
| Cynergy Asset Management Limited |
Rep | Type 4 — Advising on securities | 2020-12-21 | 2021-07-08 |
| Cynergy Asset Management Limited |
Rep | Type 9 — Asset management | 2020-11-18 | 2020-12-21 |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-23 | 2020-09-30 |
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-07-03 | 2015-09-30 |