Kunal Kanodia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kunal Kanodia ( ), a licensed former licensee with CE reference AZT431. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hash Blockchain Limited | Rep | Type 1 — Dealing in securities | 2023-07-26 | 2023-09-13 |
| HBS (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2022-10-18 | 2023-09-13 |
| HBS (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2022-10-18 | 2023-09-13 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-01 | 2022-08-31 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-06-01 | 2022-08-31 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-06-01 | 2022-03-17 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-16 | 2017-06-01 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-16 | 2017-06-01 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-16 | 2017-06-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2015-08-21 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-03 | 2015-08-21 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-07-03 | 2015-08-21 |