Yunjia Wu
吳云嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunjia Wu (吳云嘉), a licensed former licensee with CE reference AZV974. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-11 | 2019-10-17 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-23 | 2019-10-17 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-23 | 2019-10-17 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-11 | 2015-09-14 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-11 | 2015-09-14 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-07-11 | 2015-09-14 |