Yulin Song

宋玉林
CE No. AZW078 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yulin Song (宋玉林), a licensed Responsible Officer with CE reference AZW078. Currently licensed at 2 firm(s): CMB International Capital Limited, CMB International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
CMB International Capital Limited
招銀國際融資有限公司
RO Type 1 — Dealing in securities 2021-10-18 present
CMB International Capital Limited
招銀國際融資有限公司
RO Type 6 — Advising on corporate finance 2021-10-18 present
CMB International Securities Limited
招銀國際證券有限公司
Rep Type 1 — Dealing in securities 2021-08-20 present
CMB International Global Markets Limited
招銀國際環球市場有限公司
Rep Type 1 — Dealing in securities 2022-05-03 2024-12-31
CMB International Capital Limited
招銀國際融資有限公司
Rep Type 1 — Dealing in securities 2021-08-20 2021-10-18
CMB International Capital Limited
招銀國際融資有限公司
Rep Type 6 — Advising on corporate finance 2021-08-20 2021-10-18
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
Rep Type 1 — Dealing in securities 2019-12-03 2021-06-04
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
Rep Type 6 — Advising on corporate finance 2019-12-03 2021-06-04
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 — Dealing in securities 2012-07-10 2019-06-01
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 6 — Advising on corporate finance 2012-07-10 2019-06-01

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