Timothy James Loh
羅澤中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy James Loh (羅澤中), a licensed former licensee with CE reference AZX867. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-23 | 2015-09-30 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-23 | 2015-09-30 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-27 | 2012-11-01 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 9 — Asset management | 2012-08-27 | 2012-11-01 |