Jean-Denis Etienne Ardon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jean-Denis Etienne Ardon ( ), a licensed former licensee with CE reference AZY381. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-06-15 | 2019-11-29 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2017-06-15 | 2019-11-29 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2017-04-11 | 2019-11-29 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2017-04-11 | 2019-11-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-14 | 2015-02-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-14 | 2015-02-12 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-27 | 2013-11-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-27 | 2013-11-02 |