Mathew James Bate

CE No. AZY412 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mathew James Bate, a licensed Responsible Officer with CE reference AZY412. Currently licensed at 1 firm(s): Private Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Private Capital Limited
 RO Type 4 — Advising on securities 2018-01-29 present
Private Capital Limited
 RO Type 9 — Asset management 2018-01-29 present
Private Capital Limited
 Rep Type 4 — Advising on securities 2012-08-01 2018-01-29
Private Capital Limited
 Rep Type 9 — Asset management 2012-08-01 2018-01-29

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