Simon Yat Sing Lau
劉日昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Yat Sing Lau (劉日昇), a licensed Responsible Officer with CE reference BAA702. Currently licensed at 1 firm(s): Pathway Capital Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pathway Capital Management (HK) Limited 柏匯資本管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-09-27 | present |
| Pathway Capital Management (HK) Limited 柏匯資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-11-01 | present |