Xiaoyuan Ta
塔小元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyuan Ta (塔小元), a licensed Representative with CE reference BAA799. Currently licensed at 1 firm(s): Qube Research & Technologies Hong Kong Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 — Asset management | 2020-10-16 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2020-08-25 | 2020-10-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-12-16 | 2020-07-31 |
| Cloud Investment Group HK Limited |
Rep | Type 9 — Asset management | 2012-08-30 | 2013-09-09 |