Yang (SFC:BAA900) Zheng
鄭陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BAA900) Zheng (鄭陽), a licensed former licensee with CE reference BAA900. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2019-07-26 | 2020-06-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2019-07-26 | 2020-06-01 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-04 | 2017-05-12 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-04 | 2017-05-12 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-08 | 2016-03-30 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-08 | 2016-03-30 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-09 | 2015-06-23 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-09 | 2015-06-23 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-10 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-10 | 2013-01-24 |