Mary Pak Ka Wong
王柏嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Pak Ka Wong (王柏嘉), a licensed former licensee with CE reference BAB535. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-13 | 2023-07-13 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 — Advising on securities | 2021-07-13 | 2023-07-13 |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-22 | 2021-05-08 |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 9 — Asset management | 2019-01-22 | 2021-05-08 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-22 | 2021-05-08 |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-10 | 2019-01-22 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-07 | 2018-11-09 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-15 | 2018-05-17 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-23 | 2018-05-17 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-12 | 2017-12-22 |