Jinseon Im
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinseon Im, a licensed Responsible Officer with CE reference BAC092. Currently licensed at 1 firm(s): Shinhan Securities Asia Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shinhan Securities Asia Limited |
RO | Type 9 — Asset management | 2024-06-18 | present |
| Shinhan Securities Asia Limited |
Rep | Type 9 — Asset management | 2023-12-27 | 2024-06-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-02-01 | 2014-05-10 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-08-28 | 2014-05-10 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-08-28 | 2014-05-10 |