Yan Liu
劉艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Liu (劉艷), a licensed Responsible Officer with CE reference BAC176. Currently licensed at 1 firm(s): Booming Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Booming Asset Management Limited 博明資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-13 | present |
| Booming Asset Management Limited 博明資產管理有限公司 |
RO | Type 9 — Asset management | 2019-02-13 | present |
| Booming Asset Management Limited 博明資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-02 | 2025-06-20 |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-23 | 2019-01-15 |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-11-23 | 2019-01-15 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-03-09 | 2019-01-15 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 9 — Asset management | 2017-03-09 | 2019-01-15 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-15 | 2017-03-09 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-02-15 | 2017-03-09 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-01 | 2015-09-21 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-12-01 | 2015-09-21 |