Ka Yen Ronald Lee
李家炘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yen Ronald Lee (李家炘), a licensed former licensee with CE reference BAD392. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-05 | 2014-12-12 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-05 | 2014-12-12 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2012-09-05 | 2014-12-12 |