Wayne George Bowers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wayne George Bowers ( ), a licensed former licensee with CE reference BAD802. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2012-09-12 | 2018-01-09 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 2 — Dealing in futures contracts | 2012-09-12 | 2018-01-09 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 9 — Asset management | 2012-09-12 | 2018-01-09 |